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In The Supreme Court of
On Friday, the 4th day of
December 1992
Before Their Lordships
S.C.
250/1991
Judgement of the Court Delivered by
Adolphus
Godwin Karibi-Whyte.
J.S.C.
The main issue in this appeal
is straightforward. It is whether the Court of Appeal was right in
dismissing the preliminary objection raised by the plaintiffs against the
application for stay of proceedings in the High Court brought by the
defendant. Defendant having appealed against the rejection by the learned
trial Judge of evidence sought to be tendered, and having also rejected an
application for stay of proceedings, applied to the Court of Appeal seeking
the same relief.
The arguments can only be
better understood and appreciated after the facts have been clearly stated
and the issues put in their proper perspective.
The Facts:
This appeal has its origin in
the two consolidated suits between the parties. These are LD/845/87 and
LD/938/87. The 1st plaintiff is not a party to the action in
LD/938/87. The defendant is the same in both suits. The declarations sought
in both suits are for the shares standing in the name of the defendant in
the Societe Generale
Bank (Nig) Ltd, to be held in trust for the plaintiffs or (alternatively)
for the 2nd plaintiff.
An order was also sought
directing an inquiry into the dividends which may have been received in
respect of the shares so held by the defendant in trust for the plaintiff,
and injunction restraining the defendant from dealing with the said shares.
An order rectifying the register of shareholders was also sought.
The
defendant in Suit No.
LD/938/87 counterclaimed for a Declaration that the shares standing in his
name should be so declared. He also sought injunction restraining the
plaintiff from dealing with the said shares. In the statement of claim it
was averred that plaintiffs and defendant are close friends. Defendant came
into the Bank through 2nd plaintiff and held all the shares
allotted to him on behalf of 2nd plaintiff.
In their statement of claim,
plaintiffs pleaded to the effect that 2nd plaintiff rendered financial
assistance to the defendant, when he averred, in paragraphs 4, 5 of the
second Amended Statement of Claim as follows –
"4.
The plaintiff came to know the defendant following his release from
detention after the Military coup of 1966. The defendant was jobless and his
legal practice was not yielding sufficient income for his needs and the
plaintiff gave him financial and other assistance from time of time up to
and including the period when the Bank was established to do banking
business in
5.
At all times material to the investment of funds in the bank, the
defendant had no surplus earnings or loan facilities to enable him make any
investment and the understanding between the parties was that the plaintiff
alone would fund the investment. It was in the contemplation of both parties
that the investment was to assist the plaintiff in his efforts to continue
giving financial assistance to the defendant. The plaintiff also intended
that, depending on the level of dividends he would donate a reasonable
percentage of the shares to his close friends including the defendant and
sell the remainder to other Nigerian shareholders."
The defendant in answer to the
above averments pleaded in his further amended statement of defence and
counterclaim as follows –
"5.
The defendant denies paragraphs 4 and 5 of the 2nd Amended
Statement of claim and avers as follows:-
(i)
The defendant who had, in the first Republic, been successively, a
private legal practitioner, and a Minister of Trade and Industry, came to
meet the plaintiff after his release from detention in 1968 whilst the
plaintiff was then struggling to build a private medical practice.
(ii)
The defendant neither needed nor did he receive financial assistance
from the plaintiff as the defendant, who had returned to his legal practice
(on his release from detention in 1968) in the firm of
Kotoye & Oluwa of which he was a Senior
Partner, then owned a Duplex building which was yielding rent, two cars (a
Mercedes Benz 220 S and a Peugeot 403) and resided in a four-bedroom house.
The defendant had even during the period of his
detention and thereafter been able to meet his financial commitment from his
own resources.
(iii)
The plaintiff was not in a position to provide financial assistance
to the defendant because the plaintiff was still struggling to put together
a private medical practice and was not even in a position to provide himself
with an appropriate or comparative standard of living as he was even then
only able to manage to live in a one-bedroom apartment with a wife, two
children and an aunt-in-law and went about in a battered 403 car which he
had purchased second-hand."
This was the state of the
pleadings when the case came up for trial. Plaintiff gave evidence and
closed his case. On the 30th and 31st May, 1991, the
defendant in his evidence-in-chief testified denying the evidence that at
any time plaintiff gave him financial assistance. He proceeded to give oral
and documentary evidence of the various financial
assistance, he gave to 2nd plaintiff and members of his
family over the years. Defendant tendered a letter written to him by 2nd
plaintiff in acknowledgment of financial donations from defendant to him and
his medical clinic while plaintiff was in detention. Learned Counsel to
plaintiffs objected to this evidence.
In his
ruling on the objection, Olusola Thomas.
J. rejected the letter and so marked it. He also ruled that all other
evidence on the same issue already admitted were on the objection of learned
Counsel to the plaintiffs to be expunged from the records.
The defendant, dissatisfied
with these decisions of the learned trial Judge refusing to admit evidence
on the issue, appealed to the Court of Appeal against the two rulings dated
30th and the one dated 31st May, 1991; separately on
the 7th June, 1991.
Simultaneous with the filing
of the appeals, defendant applied to the learned trial judge for "An order
staying further proceedings in the consolidated cases before the High Court
of Lagos State (Olusola Thomas. J.) pending the
determination of the appeal lodged herein against the Ruling (sic) of the
said court dated 30th and 31st day of May, 1991
respectively."
The trial judge rejected the
prayer, but nevertheless stayed the proceedings pending the result of a
similar application to the Court of Appeal.
In the Court of Appeal
Defendant brought another
application for stay in the Court of Appeal following his appeal to that
court. Before defendant moved his motion plaintiffs came by way of a
preliminary objection in a Motion dated 12th June, 1991 seeking
the following orders –
(i)
All proceedings in the appeal shall be stayed until the hearing of
any appeal by either party from the final judgment in the substantive trial
or until the expiration of three months after the date of final judgment,
whichever is later,
(ii)
the motion dated 1/6/91 be struck out.
The contention of the
appellants was founded on the provisions of
section 227 of the Evidence Act,
and decisions of this Court that it is undesirable to appeal against an
interlocutory decision of a court, when the substantive action was still
pending. In such a case the Court of Appeal should strike out an application
for stay of proceedings in the substantive action.
It was also argued that the
application for stay of proceedings is in the circumstance, untenable,
vexatious, frivolous and an abuse of the process
of the Court. It was submitted that if granted, it will constitute a scandal
to the administration of justice and bring it into ridicule.
It was finally submitted that
since the substantive action was almost concluded, defendant would not
suffer any irreparable harm if this application was granted. This is because
refusal of this application will cause irreparable harm to the plaintiffs.
The Court of Appeal, refused
the application and held, that
(i)
the application for stay of further
proceedings in the substantive action pending determination of the appeal
against the ruling was not an abuse of the process of the Court
(ii)
the defendant has a constitutional right
to appeal which cannot be denied him by any court.
(iii)
The defendant has a right to be heard however weak his case may be
(iv)
section 226 of the Evidence Act is
irrelevant to the plaintiff's application.
In this Court
Plaintiff
has
appealed to this Court against the ruling of the Court of Appeal refusing
his application. The two grounds of appeal relied upon are as follows:-
(i)
The Court below erred in law in dismissing the plaintiffs' Motion on
Notice.
Particulars of Error
(a)
It is plain that by reason of the provisions of
section 226(2) of the Evidence Act,
the defendant's appeal is purely an academic exercise and cannot become a
justiciable controversy until the final judgment
in the substantive suit now pending in the High Court.
(b)
In the premises, the defendant's application to stay proceedings
pending the said appeal is frivolous, vexatious and an abuse of the process
of the court.
(ii)
The court below erred in law in failing to uphold the plaintiff's
submission that the filing of an appeal against a ruling on admissibility of
evidence is, in the absence of very special circumstances, an abuse of
process. It is plain that by reason of the provisions of
section 226(2) of the Evidence Act,
the defendant's appeal is purely an academic exercise and cannot become a
justiciable controversy until the final judgment
in the substantive suit now pending in the High Court."
Submissions of Counsel
It seems to me from the
grounds of appeal filed, that the ground of challenge to the ruling of the
Court of Appeal is founded, first, on the meaning and effect of
section 227 of the Evidence Act;
secondly, that the exercise of the right of appeal by the defendant against
the decisions of the High Court dated 30/5/91 and 31/5/ 91 is an abuse of
the process of the Court. This is well brought out in the three questions
for determination formulated by the plaintiffs which
are as follows –
(i)
Whether an appeal lies from a ruling of the High Court on the
admissibility or rejection of evidence when the trial is still in progress
and not yet ended.
(ii)
Whether the exercise by the defendant of his right to appeal from
decisions of the High Court dated 30.5.91 and31/5/91 was an abuse of the
process of the court.
(iii)
If the answer to question (i) is in the
affirmative –
(a)
Whether the Court of Appeal ought to have ruled that the hearing of
the appeals must be postponed to such date as an appeal from the final
judgment (if any) comes up for hearing and determination and
(b)
Whether an application for stay of proceedings pending an appeal from
a ruling on admissibility of evidence whilst the trial is not yet ended,
must always be treated as an abuse of process.
Learned Counsel to the parties
filed briefs of argument which they adopted and relied upon in their oral
argument before us. I have already reproduced the issues for determination
formulated by Chief Williams S.A.N., learned
Counsel to the plaintiffs who is the appellant, in this proceedings, Mr.
Ayanlaja also adopted these issues.
The appeal before us is against the ruling of the Court of Appeal striking
out the preliminary objection by the plaintiffs against the application of
the defendant seeking a stay of proceedings in the substantive action still
pending in the High Court.
Concisely stated, this is an
appeal by the plaintiff against the decision of the Court of Appeal refusing
his application to dismiss an application for stay of proceedings brought by
the defendant.
Before Chief Williams opened
his argument, Mr. Ayanlaja raised a preliminary
objection to the hearing of the appeal by the plaintiffs on the grounds that
the appeal was incompetent.
Arguing in support of the
objection, learned Counsel conceded that
plaintiffs raised the issue of the application of
section 227 of the Evidence Act
in his preliminary objection in the Court below. He however submitted that
the preliminary objection was disposed of on other points raised without
consideration of the effect of
section 227 of the Evidence Act.
Learned Counsel pointed out
that since the decision of the Court of Appeal was not based on
section 227 of the Evidence Act,
it was not possible for any party in the case to appeal to the Supreme Court
on a ground questioning the effect of
section 227 of the Evidence Act, and that it was wrongly decided.
It was also submitted that the
Court of Appeal neither decided nor did the judgment appealed against
concern the admissibility vel
non of evidence within the provisions of
section 227 of the Evidence Act.
Accordingly the grounds of appeal filed could not constitute a challenge of
the decision of the Court of Appeal. It was therefore submitted that the two
grounds of appeal contained in the notice of appeal do not relate to the
decision of the Court of Appeal. They are therefore incompetent and should
be struck out. Learned Counsel cited and relied on
Egbe v. Alhaji
Abubakar Alhaji &
Ors (1990) 1NWLR (Pt.128) 546 at p.590.
In further submission learned
Counsel cited and relied on A-G, Oyo State v.
Fairlakes Hotel Ltd (1988) 5 NWLR (Pt.92) 1 and pointed out that
although the issue which plaintiff wants determined by this Court is an
important point of law, there must be a competent appeal before the Court on
which such point will be founded. It was argued that since the power of the
Court to hear appeals is derived from
section 213 of the Constitution, an appeal can only lie when there is a
decision of the Court below.
It was finally submitted on
this point, that the issues for determination formulated in the brief of
argument from the grounds of appeal filed are accordingly irrelevant to the
decision appealed from. There is "therefore no live issue" in factual
controversy between the appellants and the respondent which this Honourable
Court could adjudicate upon by way of appeal. See
Sunlife Assurance Co. of Canada v.
Jervis (1944) A.C. 111. We allowed Chief Williams SAN to
argue his appeal without ruling on the objection raised by Mr.
Ayanlaja to the competence of the Appeal. We
adopted this approach in deference to the rules to enable us hear argument
in full because of the important constitutional issue involved, and the
serious questions of law and practice concerning the administration of
justice raised. Chief Williams SAN for the plaintiff elaborated on the
contentions in his brief of argument. The gravamen of his argument was that
an interlocutory appeal against the admissibility of evidence is an academic
issue, "unless the evidence concerned is one which, if believed, is capable
of tilting the scale or which in fact titled the scale against the person
adversely affected by the decision." He relied for this proposition on a
combined reading of section 222(b) of
the Constitution 1979, and
section 227 of the Evidence Act. It was submitted that the only way to
show that an appeal from a ruling on a point of evidence is not a mere
academic exercise is to point out its effect on the final judgment.
Chief Williams conceded that
defendant had a Constitutional right of appeal, but submits that the right
should be exercised in accordance with the provisions of
section 227(2) of the Evidence Act.
It was argued that in the absence of evidence showing materiality of the
evidence wrongly rejected to the final outcome of the trial, the Court of
Appeal would be deciding a purely hypothetical case in any appeal concerned
solely with admissibility of evidence.
It was submitted relying on
Senator Adesanya
v.
President of
It was finally submitted that
the constitutional right of appeal conferred on the defendant by
section 222(a) on questions of
the admissibility of evidence cannot be used to submit an academic question
for decision to the Court of Appeal. The Court of Appeal, it was submitted
ought to have struck out the appeal for want of jurisdiction to entertain
either of them. The second point taken by Chief Williams was that it is an
abuse of the process of the Court on the part of defendant to exercise a
right of appeal in respect of an interlocutory ruling on the admissibility
of evidence when the substantive action was still pending before the High
Court.
Chief Williams repeated his
submission that an appeal on the admissibility of evidence can only acquire
the character of justiciability on the final
determination of the case. It is therefore an abuse of the process of the
Court to appeal on the issue, or to seek stay of proceedings pending appeal.
Counsel relied on the observation of Obaseki
J.S.C. in I.A.I.L.
v Chika Bros Ltd. (1990) 1 NWLR (Pt. 124) 70 for this submission.
In his reply, Mr.
Ayanlaja submitted that the right of appeal on
the two rulings was exercised by virtue of the provisions of
sections 220(b) and 222(b) of the
Constitution 1979. The rulings constituted
determinations of the Court
within the meaning of section 227 of
the 1979 Constitution. The right of appeal is available by virtue of
section 220(1) (b) in respect of
each of the rulings.
Mr.
Ayanlaja referred to the submission that
section 227(b) of the Evidence Act
read with section 222(b) of the
Constitution deprived the defendant of the exercise of his
constitutional right. He submitted that the defendant has an unmitigated
right of appeal, and the Court of Appeal to which appeal lies is bound to
entertain the appeal. Both the right and the duty cannot be subjected to any
statutory restriction.
Learned Counsel referred to
section 227(3) of the Evidence Act
and the definition of the word "decision" therein to mean a final
declaration or determination of the rights of the parties. It also means a
decision given on its merits. It was submitted that
section 227 of the Evidence Act
is only applicable to a final determination of the rights of the parties or
to a decision given on the merits of the case before the court. It does not
and cannot apply to interlocutory decisions.
Learned Counsel submitted that
it is erroneous to assume that the provisions of
section 227 of the Evidence Act
is applicable to any decision of the Court. He argued that the words
"judgment" "finding" or "verdict" used in defining the word "decision"
clearly connote the sense of a final order on an issue in dispute.
He referred to the word
"order" in section 227 of the
Evidence Act, and observed that the word is not defined. It was
submitted that it should be given its ordinary meaning. On the other hand,
the word "order" used in section 227 of the Evidence Act should take its
meaning from the words with which it is associated.
Learned Counsel submitted that
the words "Judgment" and "Order" are used as equivalent of the word
"decision" in section 227(3)
(supra). Accordingly, the two words, and the words "finding" or
"verdict" have the same meaning within the context of the section. In
contrast the word "decision" as used in
section 213(b) of the Constitution
takes its meaning from the definition of the word in section 277 of the
Constitution which embraces all determinations made by the court of law.
This meaning, it was submitted, cannot be cut down by any statutory
provision such as section 227 of the
Evidence Act.
Mr.
Ayanlaja referred to the submission that the appeal against the
rulings was an academic issue which is not justiciable
as erroneous. He submitted that the exercise of a legal and constitutional
right of appeal cannot be denied by the determination of a court. It is
therefore a misconception to contend that the aggrieved should wait until a
final judgment before appealing to a Court of Appeal. Learned Counsel
referred to the meaning of the word "judgment" In
Osafile & anor.
v. Paul Odi &
anor (1990)
3 NWLR (Pt. 137) 130 at 175 and Oredoyin
v. Arowolo
(1989) 4 NWLR
(Pt.l 14) 172 at 211 and Government of
Gongola State v.
Tukur (1989) 4
NWLR (Pt. 1 17) 592.
On the issue of stay of
proceedings, Mr. Ayanlaja submitted that the
application had nothing to do with the right of appeal. It was submitted
that the grant of stay of proceedings is essentially one for the exercise of
judicial discretion. Each case will depend on its peculiar facts. It was
also submitted that arguments on the exercise of discretion to grant stay of
proceedings cannot be used to limit the right of appeal granted by the
Constitution.
Consideration of the submissions
I have set out the arguments
of counsel in extenso. This approach will
facilitate a consummate consideration of the arguments in this appeal. I
should point out immediately that it is necessary first to consider the
preliminary objection by the defendant/respondent that there is no competent
appeal before this court. Chief Williams SAN has not replied to the
submissions of Mr. Ayanlaja on the objection. At
the risk of tedious repetition, and for the avoidance of doubt and
obscurantism in the issue before us, it is necessary to observe that the
application to which plaintiff/respondent objected in the court below, was
for
"An order staying further
proceedings in the consolidated cases before the High Court of Lagos State (Olusola
Thomas J) pending the determination of the appeal lodged herein against the
Ruling (sic) of the said court dated 30th and 31st day
of May, 1991 respectively."
It was against this
application dated 11th June, 1991 that plaintiff/respondent
brought an application seeking the following orders:-
"(i)
All proceedings in the appeal shall be stayed until the hearing of
any appeal by either party from the final judgment in the substantive trial
or until the expiration of three months after the date of final judgment
aforesaid, whichever is later;
(ii)
The motion dated 11/6/91 be struck out".
The essence of this last
mentioned application if successful was for striking out defendant's
application for stay of proceedings dated 11/6/91, and staying all
proceedings in the appeal by the defendant against the rulings dated 30th
and 31st May, 1991. The plaintiffs
application did not challenge the validity of the appeal against the
rulings. The appeal was not in issue. The result of the exercise if the
application was successful would have been to prosecute to its conclusion
the trial of the substantive action, stay further proceedings in the appeal
filed, until the hearing of any appeal from the final judgment in the
substantive action, or three months after the date of final judgment. The
plaintiffs' application was not successful having been struck out.
It is in the circumstance
useful to bear in mind constantly that the application to strike out
defendant's application for stay of proceedings in the High Court, was
concerned only with the application for stay of proceedings. It has nothing
to do directly with the appeal against the rulings dated
30th and 31st May, 1991. The appeals of the defendant
were therefore not directly in issue in the application.
The first ground on which Mr.
Ayanlaja relied for his objection to the appeal
of the plaintiff is that the grounds of appeal are founded on a point of law
not decided by the court below appears to me well taken. This is the
application of section 227 of the
Evidence Act. The grounds of appeal and the issues for determination
have been framed and formulated on the assumption that the Court below had
determined that application on the provisions of
section 227 of the Evidence Act.
It is in this connection pertinent to quote what the learned justice of the
Court of Appeal said in the ruling of the Court;
"I have carefully examined the
provisions of and I cannot, with respect, see how that section can assist
the preliminary objection. In my
view, section 226 can only be relied upon if need be, by the respondent when
the application has been moved. Unfortunately, we are not there yet.
Therefore the section cannot arise here, and so I cannot examine its merit
at this stage. A court of law can only deal with a law which relates
to the matter before it. A court of law has no jurisdiction to anticipate
the case of the parties and invoke a law not directly apposite in the
circumstances of the issue or issues before it.
The moment I go into the
provisions of section 226 of the Evidence Act, at this stage, I will
he determining the merits of the pending appeal. Can I do that in law? I
think not. I think section 226 can wait for now."
Thus he was aware of the fact
that he had before him an interlocutory application. He was accordingly
mindful of the risk involved in deciding more than it was necessary for the
determination of the application before him, hence the learned Justice of
the Court of Appeal declined considering and determining the provisions of
section 227 of the Evidence Act.
Notwithstanding the justified caution of the Court, declining to express
opinion on the matter, learned Counsel to the appellants has made the point
a subject matter of attack, on the decision. I do not think that on the
authorities as they stand, appellants are competent to do so. The
Constitution of this Country and the law and practice in the administration
of justice have vested in the aggrieved a right of appeal to a superior
court against any decision in respect of which he is aggrieved on the
grounds of law or fact on which he considers the Court is in error.
See section
213 of the Constitution
1979,
Management Enterprise Ltd v. Otusanya
(1987) 2 NWLR (Pt.55) 179. The
grounds of appeal therefore are the reasons why the decision is considered
by the aggrieved to be wrong. The purpose of the grounds alleged is to
isolate and accentuate for attack the basis of the reasoning of the decision
challenged - See Ejowhomu v.
Edok-Eter Ltd
(1986) 5 NWLR (Pt.39) 1; Aqua
Ltd. v. Ondo State Sports Council
(1988) 4 NWLR.
(Pt.91) 622.
In all cases, the subject
matter for determination must be an issue in controversy between the
parties. The decision appealed against must have decided the issue. In every
appeal, the issue or issues in controversy are fixed and circumscribed by a
statement of the part of the decision appealed against. Hence, the grounds
of appeal must ex necessitate be based on such issues in controversy
- See Niger Construction Co. Ltd v. Okugbeni
(1987)4 NWLR. (Pt.67)
787. Where a ground of appeal cannot be fixed and circumscribed
within a particular issue in controversy in the judgment challenged, such
ground of appeal cannot justifiably be regarded as related to the decision.
A fortiori, no issue for determination can be formulated
therefrom.
There is no doubt that in the
instant appeal the construction of
section 227 of the Evidence Act was not in issue between the parties in
the application before the Court. The Court of Appeal actually declined to
make a pronouncement on the question. The decision did not involve the point
on the admissibility or rejection of evidence within the provisions of
section 227 of the Evidence Act.
It can therefore not be related to any issue out of which a ground of appeal
can be founded to challenge the decision. See Dike v.
Nzeka (1986) 4 NWLR.
(Pt. 34) 144.
I have already stated the
grounds on which the Court of Appeal refused the plaintiff's application
seeking to strike out defendant's application for stay of proceedings in the
Court of trial. Neither of the two grounds could be circumscribed and fixed
within a particular issue in controversy between the parties in the
determination of the application for stay of proceedings in the Court of
trial in the High Court. The grounds of appeal are therefore incompetent.
It is a well settled
proposition of law in respect of which there can hardly be a departure, that
the grounds of appeal against a decision must relate to the decision and
should constitute a challenge to the ratio of the decision - See
Egbe v. Alhaji (1990) 1 NWLR.
(Pt. 128) 546 at 590. Grounds of appeal are not
formulated in nubibus. They must be
infirma terra, namely arise from
the judgment. However, meritorious the ground of appeal, based either on
points of critical constitutional importance or general public interest, it
must be connected with a controversy between parties. This is the
precondition for the vesting of the judicial powers of the Constitution in
the Courts - See Senator Adesanya v.
President of Nigeria (1981) 1 NCLR. 358. Like pleadings, parties are
bound by their grounds of appeal and are not at liberty to argue grounds not
related to the judgment appealed against.
I agree entirely with Mr.
Ayanlaja that in the absence of a factual
controversy between the parties to which the grounds of appeal are related
and tied, there is no live issue in respect of which this court can
adjudicate. In the absence of a competent appeal in respect of which this
court can adjudicate, the appeal must be struck out. See A-G., of
This appeal can be decided on
this preliminary objection alone, I however consider it useful and in the
interest of justice to consider the other issues canvassed before us in this
appeal. The two issues are
(i)
whether an appeal lies from an
interlocutory ruling of the High Court on the admissibility or rejection of
evidence,
(ii)
whether the exercise by the defendant of
his right of appeal in this case is an abuse of the process of the court.
I do not consider
juridically acceptable the view strenuously
argued by Chief Williams that an interlocutory appeal on an issue on the
admissibility or rejection of evidence is an academic, hypothetical or moot
point, in respect of which our courts cannot exercise jurisdiction.
It is undoubtedly unarguable
that an academic, hypothetical or moot point is not an issue in controversy
between two contesting litigants. It therefore cannot be subject-matter of
dispute in respect of an issue of civil rights and obligations between
disputing parties, See N.N.S.C v. Alhaji
Hemajoda Sabana Ltd
(1988) 2 NWLR (Pt.74) 23, See also Natiional
Insurance Corporation of Nigeria v. Power & lndusttial
Engineering Company Ltd (1986) 1 NWLR (Pt.
14)1. It is therefore not a lis
within the meaning of section 6(6)
(b) of the Constitution 1979.
The question learned Counsel
to the appellant has invited us to decide is whether the appeal against the
ruling of the trial Judge's rejection of evidence in the pending trial is a
hypothetical issue. Is there a live controversy between the parties
requiring determination by the court? Is the determination of the civil
rights and obligations of neither of the parties not in issue? The question
whether the point being litigated on appeal is a hypothetical or moot issue
will be determined by the answer.
Chief Williams has submitted
there is none. He has relied on his construction of
section 227(1) of the Evidence Act,
which he considers qualifies the scope of the Constitutional right of appeal
under s.220 (b) exercisable under
section 222(b) of the Constitution 1979.
Now, it is not disputed that
defendant is entitled to exercise his constitutional right to appeal
conferred on him by section 220(b). The contention is whether the scope of
the exercise of this right can be affected, whittled down and denied by the
words of the provisions of section
227 of the Evidence Act. I reproduce below the relevant sections for
effective consideration. Sections
220(b), 222(b) of the Constitution 1979 provide:-
220
(1)
An appeal shall lie from decisions of a
High Court to the Court of Appeal
as of right in the following cases.
(a)
final decisions in any civil or criminal
proceedings before the High Court sitting at first instance
(b)
where
the ground of appeal involves questions of
law alone, decisions in any civil or criminal proceedings
The absence of the adjective
'final' to qualify the word
"decision" in (b) clearly demonstrates the scope of the right of appeal on
questions of law alone conferred on the aggrieved by
section 220(1 )(b) of the
Constitution 1979. This Court has consistently ruled that the right
includes appeals in interlocutory decisions. This is inevitable from the use
of the expression in section 220(1)(a) of “final
decisions", the alternative being interlocutory. "Expressio
unius est
exclusio alterins."
Section 222 which deals with
the exercise of the right of appeal provides in 222(b) as follows –
"222.
Any right of appeal to the Court of Appeal from decisions of a High
Court conferred by this Constitution-
(a)
..................................................................................
(b)
Shall be exercised in
accordance with any Act of the National Assembly and rules of Court for the
time being in force regulating the powers, practice and procedure of the
Court of Appeal."
The literal construction of
this section is that the exercise of the right of appeal to the Court of
Appeal shall be in accordance with any laws and rules of Court in force
regulating the powers, practice and procedure of that Court.
So far so good. The conflict in the
interpretation of the exercise of the right of appeal has only crept in when
Chief Williams submitted that the exercise of the right will be governed by
the provisions of section 227(2) of
the Evidence Act, which is a law of the National Assembly, the Evidence
Act being a subject matter for legislation under the Exclusive Legislative
List of the First Schedule to the Constitution.
Let us now consider
section 227(2) of the Evidence Act.
After stating in subsection (1) of section 227 that a wrongful admission of
evidence shall not per se be a ground for reversal of an appeal where
the evidence admitted cannot be said to have affected the decision, the
section states in sub-section (2) dealing specifically with exclusion
"The wrongful exclusion of
evidence shall not of itself be a ground for the
reversal of any decision in any case if it shall appear to the Court
on appeal that had the evidence so excluded been admitted it may reasonably
be held that the decision would have been the same."
"decision"
in the section has been defined in sub-section (3) to include a "judgment",
"order," "finding" or "verdict."
The definition of the word
"decision" in sub-section (3) although using the words "includes", a
"judgment," "order," "finding" or "verdict," clearly restricts the category
of decisions in respect of which the expression can be used. Whether on the
application of principles of interpretation of the
ejusdem generis rule in which there is a genus in the
words, "judgment," and "order," or on the "
noscitur a
sociis" rule where the expression takes colour from the
associating words, the dominating expressions are "judgment" and "verdict."
Hence section 227 of the Evidence Act
has in contemplation the effect of the consideration on appeal by the Court
of the decision appealed from the admission or rejection of evidence wrongly
admitted or rejected. I therefore agree completely with the construction of
section 227 of the Evidence Act
by Mr. Ayanlaja that the exercise by the Court
of Appeal of this statutory power becomes relevant at the determination of
the appeal. It clearly has nothing to do with the exercise of a right of
appeal conferred on the aggrieved. Concisely stated, the exercise of the
power under section 227 (2) can only be with respect to a valid appeal
before it. And this is after the valid exercise of a right of appeal under
the provisions of the constitution and other enabling laws and rules of
court. In my opinion section 227 of
the Evidence Act is not concerned in any way with the exercise of the
right to appeal. Learned counsel for the Appellants is wrong in his
submission. This court has had the opportunity in
Osafile & Anor v.
Odi & anor
(1990) 3 NWLR
(Pt.137) 130 and
Oredoyin v. Arowolo
(1989) 4 NWLR
(Pt. 114) 172 to consider the meaning of the word "judgment". In each
case it was held that a judgment is a binding authentic, official, judicial
determination of the court in respect of the claims in an action or suit
before it. - See also Govt. of
The three possible
consequences of the exercise by the Court of Powers vested in it by
section 227 of the Evidence
Act,
are,
1.
It may leave the evidence intact, regarding it as properly admitted
or rejected. The result is to leave the decision altered, if the evidence
whether wrongly admitted or rejected would not have altered the decision.
2.
It may lead to a reversal of the decision, if the court is of opinion
that, the evidence wrongly admitted or rejected has affected the decision.
3.
The Court of Appeal may expunge the evidence wrongly admitted, or
order a retrial directing its admission.
Each of these courses of
action does not affect the right of appeal. Rather they emphasise the
exercise by the aggrieved appellant of his right of appeal. I do not
therefore accept as correct the submission by Chief Williams that the word
"decision" as defined in section
227(3) of the Evidence Act concerns and delimits the scope of the
exercise of the right of appeal. The interpretation of the provisions by Mr.
Ayanlaja accords entirely with my understanding
of the provisions. I agree with him.
It was the contention of Chief
Williams that although there is a constitutional right of appeal, the effect
of section 227(3) of the Evidence Act
is to postpone the exercise of such right to the final determination of the
case. It is undesirable to exercise the right of appeal during the pendency
of proceedings in the substantive action.
The main plank on which this
submission rests is the contention "that an appeal from a decision on
admissibility of evidence is as a rule academic unless the evidence
concerned is one which, if believed, is capable of tilting the scale or
which in fact tilted the scale against the person adversely affected by such
decision."
The proposition quoted above
suggests that litigants have only one issue before the court, namely the
determination of the claim or claims disputed. It is conceded, there is this
principal issue in respect of which parties are before the court. There are
nevertheless subsidiary issues, the determination of
which are essential to the just determination of the principal issue.
A wrongful admission or exclusion of essential evidence crucial to the case
of a party, is one such issue, the determination
of which is not only essential but also critical to the just determination
of the "lis" or controversy in respect of
which parties are before the court. In my opinion a determination of such an
issue cannot wait. This is because other issues in the case are still
dependent on the issue postponed for determination.
The constitution has conferred
a right of appeal in respect of decisions on questions of law to appellants
whether interlocutory or final. The exercise of this right cannot be denied
by any other law or authority. It seems to me a violation of the provisions
of section 220(b) of the constitution
to interfere with the exercise of the right even by postponing it to the
final determination of the case. I therefore agree with the submission of
Mr. Ayanlaja that
section 227 of the Evidence Act
which is designed to apply in the determination of an appeal on final
judgment in the case cannot restrict the exercise of the right of appeal
conferred by the constitution.
I shall consider the issue of
the abuse of the judicial process. Chief Williams submitted to us that
though defendant in appealing against the ruling was exercising his
constitutional right to appeal, the exercise of the right is an abuse of the
process of the court. It was also submitted that the position of the
application for stay of proceedings is similar.
Stricto
sensu,
this appeal is concerned with
the latter, although it stands or falls with the valid exercise of the right
of appeal. I ask myself the question, what in the application can be
regarded as an abuse of the judicial process? It seems to me that Chief
Williams contends that the abuse of the process lies in the Appellant's
exercise of his constitutional right to appeal in an interlocutory ruling,
when the exercise of the right can be postponed to the conclusion of the
trial, and after the delivery of the judgment in the action. In his
submission the abuse of the process is the appeal on a ruling on the
admissibility of evidence which is tantamount to an invitation to the Court
of Appeal to decide a point of law without having before it the only basis
for knowing whether or not its decision on the point will be useful and
material or useless and irrelevant. In other words, the submission is that
it is an abuse of the process to insist on the exercise of a constitutional
right when the exercise of the right is likely to delay the hearing of the
substantive action to conclusion. It is only at the conclusion of the case
and judgment delivered that an appeal on admissibility of evidence can
acquire the character of a justifiable controversy.
In other words, the contention
of Chief Williams
tantamounts to the submission that an appeal on an interlocutory
decision on admissibility of evidence is not an issue ripe for adjudication.
Learned counsel to the appellants criticised the definition of “abuse of
process" employed in the judgment of the Court of Appeal.
Chief Williams has, with due
respect to the ingenuity and skill demonstrated, put his submission on the
abuse of process a little higher than is acceptable. I do not think the
dispute whether evidence sought to be adduced in the proceeding is
admissible is not ripe for adjudication during the pendency of such
proceeding. Whether the evidence is admissible is a matter on which issue
has been joined. It is therefore ripe for adjudication. It is a dispute
between them. The concept of abuse of judicial process is imprecise. It
involves circumstances and situations of infinite variety and conditions.
Its one common feature is the improper use of the judicial process by a
party in litigation to interfere with the due administration of justice.
It is recognised that the
abuse of the process may lie in both a proper or improper use of the
judicial process in litigation. But the employment of judicial process is
only regarded generally as an abuse when a party improperly uses the issue
of the judicial process to the irritation and annoyance of his opponent, and
the efficient and effective administration of justice. This will arise in
instituting a multiplicity of actions on the same subject matter against the
same opponent on the same issues. See Okorodudu
v. Okoromadu
(1977) 3 S.C. 21,
Oyegbola v.
Esso West African Inc.
(1966) 1 All NLR 170. Thus the
multiplicity of actions on the same matter between the same parties even
where there exists a right to bring the action is
regarded as an abuse. The abuse
lies in the multiplicity and manner of the exercise of the right, rather
than the exercise of the right, per se.
The abuse consists in the
intention purpose, and aim of the person exercising the right to harass,
irritate and annoy the adversary, and interfere with the administration of
justice; such as instituting different actions between the same parties
simultaneously in different courts, even though on different grounds. See
Harriman v. Harriman
(1989) 5 NWLR (Pt. l 19) 6.
Similarly so held was where
two similar processes were used in respect of the exercise of the same
right. Namely a cross-appeal, and a Respondent's Notice, -See
Anyaduba v. N.R.T. Co. Ltd.(1990)
1 NWLR (Pt. 127) 391 Jadesimi v.
Okotie-Eboh
(1986) 1 NWLR
(Pt.16) 278. This court has also held as an abuse of the process, an
application for adjournment by a party to an action to bring an application
to court for leave to raise issues of fact already decided by courts below,-
See Made v. Alemuloke
(1988) 1 NWLR
(Pt.69) 207. Hence as I have observed, it is not the exercise of the
right, per se, but its improper and irregular exercise which
constitutes an abuse. Essentially, it is the inconvenience, inequities,
involved in the aims and purposes of the application which constitute the
abuse. Otherwise, where there is a right to bring an action the state of
mind of the person exercising the right cannot affect the validity or
propriety of its exercise. The proposition has been aptly expressed by Lord
Halsbury in Mayor & City of Bradford v.
Pickles (1895) AC at p.594 when he said,
"If it was a lawful act,
however, ill the motive might be, he had a right to do it. If it was an
unlawful act however good his motive might be, he would have no right to do
it. Motives and intentions in such a question as is now before your
Lordships seem to me absolutely irrelevant."
The above words apply
mutatis mutandis to the facts of the case before us. The motive of the
defendant in bringing the application is irrelevant. He is entitled to
exercise his constitutional right to appeal. This passage relates to the
exercise by Mr. Pickles, owner of adjoining land containing underground
water to divert or appropriate the percolating water within his own land,
thereby depriving his neighbour of it. Where there is a right, motive, ill
or good becomes irrelevant. The Court of Appeal has not stated the law
correctly when it said,
"An abuse of the Court process
has some element of ma la fide in it on the part of the party
initiating the court process. The court process is initiated with malice or
in some premeditated or organised vendetta, aimed at frustrating the quick
disposal of the matter or the abatement of the matter for no good cause".
Surely, where the party
exercising the right of action has the right to do so, his malice or motive
will not destroy the right. The court below, however, stated the law
correctly in its conclusion when it stated:
"The court process could be
said to be abused where there is no iota of law supporting it. In other
words, the court process is premised on frivolity or recklessness."
I should not be taken as
saying that the improper exercise of a right of action to the prejudice of
the administration of justice is permissible. I have quoted the above
passage to illustrate the general principle
that a proper exercise of a
constitutional right of appeal, as was done in the instant case, which was
not intended to harass, irritate, annoy or interfere with the course of
justice, but aims at protecting the rights in the litigation of the party
exercising the constitutional right cannot in my respectful view be regarded
as reckless or frivolous, so as to constitute an abuse of the judicial
process.
In the instant case the
defendant was exercising a right of appeal vested in him by the constitution
1979. It was neither intended to harass, annoy the plaintiff, nor was it
aimed at interfering with the course of justice. It was obvious that the aim
was to enable defendant to present his defence to plaintiff's action for a
proper consideration of the issues before the learned trial Judge. This in
my respectful view is in the interest of justice. He is perfectly entitled
to do so. I think the court below was right to have so held.
I entirely agree with the
court below that the decisions of
Odogwu v. Odogwu
(1990) 4 NWLR (Pt. 143) 224 and
I.A.I.L. v. Chika Brothers
Ltd. (1990) 1 NWLR (Pt. 124)
70cited and relied upon by Chief Wiliams are not
appropriate to the appeal before us. The question of the abuse of judicial
process did not arise in Odogwu v.
Odogwu (supra). The question was whether the
constitutional right to appeal also involved a right to have the proceedings
appealed against stayed. In I.A.I.L. v. Chika Brothers (supra), the
issue was not the need to curtail interlocutory appeals where they will
serve no useful purpose. It was an observation made by
Obaseki, J.S.C.
The instant objection may be on the threshold of the application for stay of proceedings and is in anticipation of the ap |